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Financial Horizons, Inc.

● SEC registered since 1975CRD 110741SEC# 801-10905
Export (members)
Reg. AUM
$163.7M
Employees
1
Accounts
17
Location

Financial Horizons, Inc. assets under management

Financial Horizons, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 1975. It reports $163.7 million in regulatory assets under management and employs 1 people.

Financial Horizons, Inc. owners & executives

2 reported
NameTitleOwnershipSince
James T. Adams ControlPresident, Ceo, Chief Compliance OfficerOver 75%1975
Ursula Edith LenzSecretaryUnder 5%2017

Frequently asked questions

How much does Financial Horizons, Inc. manage?

Financial Horizons, Inc. reports $163.7 million in regulatory assets under management on its Form ADV.

How many employees does Financial Horizons, Inc. have?

Financial Horizons, Inc. reports 1 employees.

Does Financial Horizons, Inc. disclose fund performance?

Financial Horizons, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone818 505-9313
Fax818 505-0399
Office hoursBy Appointment
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$163.7M
Non-discretionary$0
Total (RAUM)$163.7M