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Financial Insights Inc

● SEC registered since 1984CRD 108797SEC# 801-21624Tacoma, WA
Export (members)
Reg. AUM
$662.7M
Employees
13
Accounts
1,950
Location
Tacoma, WA

Financial Insights Inc assets under management

Financial Insights Inc is an investment advisory firm registered with the SEC based in Tacoma, WA. The firm has been registered since 1984. It reports $662.7 million in regulatory assets under management and employs 13 people.

Financial Insights Inc owners & executives

3 reported
NameTitleOwnershipSince
Alexandria Anne Kemp ControlChief Executive Officer & Chief Compliance OfficerOver 75%2022
Daniel Joseph McCaffreySenior Portfolio ManagerUnder 5%2024
Dorothy Anne LewisFounder5-10%1981

Frequently asked questions

How much does Financial Insights Inc manage?

Financial Insights Inc reports $662.7 million in regulatory assets under management on its Form ADV.

How many employees does Financial Insights Inc have?

Financial Insights Inc reports 13 employees.

Where is Financial Insights Inc located?

Financial Insights Inc is based in Tacoma, WA and has been SEC-registered since 1984.

Does Financial Insights Inc disclose fund performance?

Financial Insights Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1551 Broadway, Suite 600, Tacoma, WA 98402
Phone(253) 627-6010
Fax(253) 627-6097
Office hoursM-Th, 8a.m.-5p.m.; F, 8a.m.-1p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$635.9M
Non-discretionary$26.8M
Total (RAUM)$662.7M