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Financial Legacy Management, Inc.

● SEC registered since 2024CRD 136348SEC# 801-131149Little Rock, AR
Export (members)
Reg. AUM
$135M
Employees
2
Accounts
600
Location
Little Rock, AR

Financial Legacy Management, Inc. assets under management

Financial Legacy Management, Inc. is an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 2024. It reports $135 million in regulatory assets under management and employs 2 people.
www.financiallegacymanagement.comView on SEC.gov ↗

Financial Legacy Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Alvin Rogers ControlCfo50-75%2011
John Wayne Kelley ControlCeo/ Chief Compliance Officer50-75%2005

Frequently asked questions

How much does Financial Legacy Management, Inc. manage?

Financial Legacy Management, Inc. reports $135 million in regulatory assets under management on its Form ADV.

How many employees does Financial Legacy Management, Inc. have?

Financial Legacy Management, Inc. reports 2 employees.

Where is Financial Legacy Management, Inc. located?

Financial Legacy Management, Inc. is based in Little Rock, AR and has been SEC-registered since 2024.

Does Financial Legacy Management, Inc. disclose fund performance?

Financial Legacy Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13 Office Park Drive, Little Rock, AR 72211
Phone501-224-7526
Fax501-325-4309
Office hours9a.m.-5p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$135M
Non-discretionary$0
Total (RAUM)$135M