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Financial Perspectives, Inc.

● SEC registered since 2015CRD 135549SEC# 801-97343Minneapolis, MN
Export (members)
Reg. AUM
$1B
Employees
14
Accounts
1,754
Location
Minneapolis, MN

Financial Perspectives, Inc. assets under management

Financial Perspectives, Inc. is an investment advisory firm registered with the SEC based in Minneapolis, MN. The firm has been registered since 2015. It reports $1 billion in regulatory assets under management and employs 14 people.
www.fpwealth.comView on SEC.gov ↗

Financial Perspectives, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Daniel James Dugan ControlPresidentOver 75%2005
David William Dugan ControlVice President/Secretary/TreasurerUnder 5%2005
Nicole Lynn Wilken ControlChief Compliance OfficerUnder 5%2010

Frequently asked questions

How much does Financial Perspectives, Inc. manage?

Financial Perspectives, Inc. reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does Financial Perspectives, Inc. have?

Financial Perspectives, Inc. reports 14 employees.

Where is Financial Perspectives, Inc. located?

Financial Perspectives, Inc. is based in Minneapolis, MN and has been SEC-registered since 2015.

Does Financial Perspectives, Inc. disclose fund performance?

Financial Perspectives, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3300 Fernbrook Ln N, Suite 250, Minneapolis, MN 55447-5341
Phone763-553-7779
Fax763-553-7782
Office hours8:30a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK2003287
Discloses disciplinary historyNo

Assets under management

Discretionary$998.9M
Non-discretionary$1.3M
Total (RAUM)$1B