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Financial Plans & Strategies, Inc.

● SEC registered since 2016CRD 123793SEC# 801-107206Greenwood, IN
Export (members)
Reg. AUM
$460.5M
Employees
5
Accounts
827
Location
Greenwood, IN

Financial Plans & Strategies, Inc. assets under management

Financial Plans & Strategies, Inc. is an investment advisory firm registered with the SEC based in Greenwood, IN. The firm has been registered since 2016. It reports $460.5 million in regulatory assets under management and employs 5 people.

Financial Plans & Strategies, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Bauer W SchmeltzMember25-50%2020
Lara Karmel Desotel ControlChief Compliance Officer10-25%2017
Maggie Lynn MeinersCoo50-75%2017

Frequently asked questions

How much does Financial Plans & Strategies, Inc. manage?

Financial Plans & Strategies, Inc. reports $460.5 million in regulatory assets under management on its Form ADV.

How many employees does Financial Plans & Strategies, Inc. have?

Financial Plans & Strategies, Inc. reports 5 employees.

Where is Financial Plans & Strategies, Inc. located?

Financial Plans & Strategies, Inc. is based in Greenwood, IN and has been SEC-registered since 2016.

Does Financial Plans & Strategies, Inc. disclose fund performance?

Financial Plans & Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address375 N. Madison Avenue, Greenwood, IN 46142-3636
Phone317-882-7675
Fax317-882-5981
Office hours8:15 a.m. - 4:15 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$460.5M
Non-discretionary$0
Total (RAUM)$460.5M