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Financially Speaking Inc

● SEC registered since 1991CRD 106255SEC# 801-38948Greenwood Village, CO
Export (members)
Reg. AUM
$157.4M
Employees
5
Accounts
587
Location
Greenwood Village, CO

Financially Speaking Inc assets under management

Financially Speaking Inc is a registered investment adviser overseen by the SEC based in Greenwood Village, CO. The firm has been registered since 1991. It reports $157.4 million in regulatory assets under management and employs 5 people.
financiallyspeakinginc.comView on SEC.gov ↗

Financially Speaking Inc owners & executives

3 reported
NameTitleOwnershipSince
Daniel James LuccockPrincipal10-25%2008
Philip Henry Luccock ControlPresident/Chief Compliance OfficerOver 75%1991
Stacy Luccock Myers ControlPrincipal/Chief Financial Officer10-25%2004

Frequently asked questions

How much does Financially Speaking Inc manage?

Financially Speaking Inc reports $157.4 million in regulatory assets under management on its Form ADV.

How many employees does Financially Speaking Inc have?

Financially Speaking Inc reports 5 employees.

Where is Financially Speaking Inc located?

Financially Speaking Inc is based in Greenwood Village, CO and has been SEC-registered since 1991.

Does Financially Speaking Inc disclose fund performance?

Financially Speaking Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5889 Greenwood Plaza Blvd, Suite 400, Greenwood Village, CO 80111
Phone303-290-0702
Fax303-290-6581
Office hours8:30a.m.-4:30p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$153.1M
Non-discretionary$4.3M
Total (RAUM)$157.4M