PPrivate Fund Data Log in Join · $37/mo

Finley Financial, LLC

● SEC registered since 2017CRD 131442SEC# 801-110657Las Vegas, NV
Export (members)
Reg. AUM
$202.3M
Employees
1
Accounts
304
Location
Las Vegas, NV

Finley Financial, LLC assets under management

Finley Financial, LLC operates as an SEC-registered investment adviser based in Las Vegas, NV. The firm has been registered since 2017. It reports $202.3 million in regulatory assets under management and employs 1 people.
www.finleyfinancial.comView on SEC.gov ↗

Finley Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Jason Donald Finley ControlChief Compliance Officer/MemberOver 75%2004
Laura Marie FinleyMinority Owner10-25%2024

Frequently asked questions

How much does Finley Financial, LLC manage?

Finley Financial, LLC reports $202.3 million in regulatory assets under management on its Form ADV.

How many employees does Finley Financial, LLC have?

Finley Financial, LLC reports 1 employees.

Where is Finley Financial, LLC located?

Finley Financial, LLC is based in Las Vegas, NV and has been SEC-registered since 2017.

Does Finley Financial, LLC disclose fund performance?

Finley Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11421 Rain Canyon Ave, 102, Las Vegas, NV 89135
Phone503-474-3535
Office hoursBy Appointment
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$202.3M
Non-discretionary$0
Total (RAUM)$202.3M