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Finley Wealth Management, LLC

CRD 142776SEC# 801-131760Estero, FL
Export (members)
No longer SEC-registered. Finley Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$119.5M
Employees
3
Accounts
72
Location
Estero, FL

Finley Wealth Management, LLC assets under management

Finley Wealth Management, LLC is an SEC-registered investment adviser based in Estero, FL. It reports $119.5 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Finley Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Douglas William Finley ControlPresidentOver 75%2006
Janice HirzelChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does Finley Wealth Management, LLC manage?

Finley Wealth Management, LLC reports $119.5 million in regulatory assets under management on its Form ADV.

How many employees does Finley Wealth Management, LLC have?

Finley Wealth Management, LLC reports 3 employees.

Where is Finley Wealth Management, LLC located?

Finley Wealth Management, LLC is based in Estero, FL.

Does Finley Wealth Management, LLC disclose fund performance?

Finley Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10600 Chevrolet Way, Suite 101, Estero, FL 33928
Office hoursN/A
Discloses disciplinary historyNo

Assets under management

Discretionary$119.5M
Non-discretionary$0
Total (RAUM)$119.5M