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First Financial Advisory Services Inc

● SEC registered since 1984CRD 105031SEC# 801-20623Westerly, RI
Export (members)
Reg. AUM
$250M
Employees
6
Accounts
1,085
Location
Westerly, RI

First Financial Advisory Services Inc assets under management

First Financial Advisory Services Inc is a registered investment adviser overseen by the SEC based in Westerly, RI. The firm has been registered since 1984. It reports $250 million in regulatory assets under management and employs 6 people.

First Financial Advisory Services Inc owners & executives

3 reported
NameTitleOwnershipSince
Geraldine Butera Cunningham ControlPresident, TreasurerOver 75%2012
Matthew Joseph CunninghamChief Compliance Officer, SecretaryUnder 5%2012
Peter Brian RobinsonVice-PresidentUnder 5%2013

Frequently asked questions

How much does First Financial Advisory Services Inc manage?

First Financial Advisory Services Inc reports $250 million in regulatory assets under management on its Form ADV.

How many employees does First Financial Advisory Services Inc have?

First Financial Advisory Services Inc reports 6 employees.

Where is First Financial Advisory Services Inc located?

First Financial Advisory Services Inc is based in Westerly, RI and has been SEC-registered since 1984.

Does First Financial Advisory Services Inc disclose fund performance?

First Financial Advisory Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address85 Beach Street, Westerly, RI 02891
Phone401-596-0193
Fax401-596-0195
Office hours8:30a.m. To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary
Non-discretionary$250M
Total (RAUM)$250M