| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Marie Nicholson Control | Cco | Under 5% | 2015 |
| Christina Jones Harrison | Vice President/ Shareholder | Under 5% | 2001 |
| Frederick Jennings Kramer | Registered Representative | Under 5% | 2016 |
First Kentucky Securities Corporation reports $566 million in regulatory assets under management on its Form ADV.
First Kentucky Securities Corporation reports 19 employees.
First Kentucky Securities Corporation is based in Louisville, KY and has been SEC-registered since 2007.
First Kentucky Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 4360 Brownsboro Road, Suite 300, Louisville, KY 40207 |
| Phone | 502-893-7288 |
| Fax | 502-893-1626 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $282.3M |
| Non-discretionary | $283.7M |
| Total (RAUM) | $566M |