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First Trust Advisors LP

● SEC registered since 1991CRD 107027SEC# 801-39950Wheaton, IL
Export (members)
Ranks #5,741 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$25.6M
Fund GAV
$65M
Private funds
1
Employees
520
Accounts
5,033
Location
Wheaton, IL

First Trust Advisors LP assets under management

First Trust Advisors LP is a registered investment adviser overseen by the SEC based in Wheaton, IL. The firm has been registered since 1991. It reports $25.6 million in regulatory assets under management and employs 520 people. First Trust Advisors LP manages 1 private fund with combined gross assets of $65 million, including Ftis Enhanced Liquid Income Master Fund, LP. By regulatory assets, it ranks 5,741 of 5,911 private fund managers.

First Trust Advisors LP private funds

1 funds · $65M GAV
FundTypeGross assetsMin.
Ftis Enhanced Liquid Income Master Fund, LPHedge$65M$250K

First Trust Advisors LP owners & executives

14 reported
NameTitleOwnershipSince
Andrew Scott Roggensack ControlPresidentUnder 5%2010
Daniel Joel Lindquist ControlManaging DirectorUnder 5%2012
David Gerard McGarel ControlChief Operating OfficerUnder 5%2016
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Frequently asked questions

How much does First Trust Advisors LP manage?

First Trust Advisors LP reports $25.6 million in regulatory assets under management on its Form ADV.

How many private funds does First Trust Advisors LP manage?

First Trust Advisors LP manages 1 private funds with combined gross assets of $65 million.

How many employees does First Trust Advisors LP have?

First Trust Advisors LP reports 520 employees.

Where is First Trust Advisors LP located?

First Trust Advisors LP is based in Wheaton, IL and has been SEC-registered since 1991.

Does First Trust Advisors LP disclose fund performance?

First Trust Advisors LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
Phone630-765-8000
Office hours7:45a.m. - 4:15p.m.
SEC regionChicago Regional Office (CHRO)
CIK1125816
Discloses disciplinary historyYes

Assets under management

Discretionary$19M
Non-discretionary$66.43B
Total (RAUM)$25.6M

Service providers

Auditor
Administrator