| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Lake Street Fund, L.P. | Hedge | $43.1M | $1M |
| Mount Wilson Global Fund, L.P. | Hedge | $6M | $500K |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Howard Haoming Lu Control | President & Ceo | 50-75% | 2019 |
| Nicole Elizabeth Green Control | Chief Compliance Officer | Under 5% | 2020 |
| Nicole Elizabeth Green | Chief Operating Officer | 10-25% | 2018 |
First Wilshire Securities Management, Inc. reports $374.9 million in regulatory assets under management on its Form ADV.
First Wilshire Securities Management, Inc. manages 2 private funds with combined gross assets of $49.1 million.
First Wilshire Securities Management, Inc. reports 9 employees.
First Wilshire Securities Management, Inc. is based in Pasadena, CA and has been SEC-registered since 1980.
First Wilshire Securities Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1214 East Green Street, Suite 104, Pasadena, CA 91106-3168 |
| Phone | 626-796-6622 |
| Fax | 626-796-8990 |
| Office hours | 6:00 a.m.-4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 732847 |
| Discloses disciplinary history | No |
| Discretionary | $374.9M |
| Non-discretionary | $0 |
| Total (RAUM) | $374.9M |