PPrivate Fund Data Log in Join · $37/mo

Flaherty & Crumrine Incorporated

● SEC registered since 1983CRD 105499SEC# 801-19384Pasadena, CA
Export (members)
Reg. AUM
$4.06B
Employees
13
Accounts
17
Location
Pasadena, CA

Flaherty & Crumrine Incorporated assets under management

Flaherty & Crumrine Incorporated is a registered investment adviser overseen by the SEC based in Pasadena, CA. The firm has been registered since 1983. It reports $4.1 billion in regulatory assets under management and employs 13 people.
www.flahertycrumrine.comView on SEC.gov ↗

Flaherty & Crumrine Incorporated owners & executives

4 reported
NameTitleOwnershipSince
Bradford Sydenham Stone ControlExecutive Vice President, Chief Financial Officer & Director And Shareholder25-50%2014
Chad Christopher Conwell ControlExecutive Vice President, Chief Legal Officer, Chief Compliance Officer & Director And Shareholder25-50%2014
Donald Frasier CrumrineShareholder10-25%1997
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Flaherty & Crumrine Incorporated manage?

Flaherty & Crumrine Incorporated reports $4.1 billion in regulatory assets under management on its Form ADV.

How many employees does Flaherty & Crumrine Incorporated have?

Flaherty & Crumrine Incorporated reports 13 employees.

Where is Flaherty & Crumrine Incorporated located?

Flaherty & Crumrine Incorporated is based in Pasadena, CA and has been SEC-registered since 1983.

Does Flaherty & Crumrine Incorporated disclose fund performance?

Flaherty & Crumrine Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address301 E Colorado Blvd, Suite 800, Pasadena, CA 91101-1911
Phone626-795-7300
Office hours8:30a.m. To 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$4.06B
Non-discretionary$0
Total (RAUM)$4.06B