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Florian Financial Group LLC

● SEC registered since 2007CRD 123869SEC# 801-67944Williamsville, NY
Export (members)
Reg. AUM
$151.4M
Employees
5
Accounts
701
Location
Williamsville, NY

Florian Financial Group LLC assets under management

Florian Financial Group LLC is an investment advisory firm registered with the SEC based in Williamsville, NY. The firm has been registered since 2007. It reports $151.4 million in regulatory assets under management and employs 5 people.
www.florianfinancialgroup.comView on SEC.gov ↗

Florian Financial Group LLC owners & executives

2 reported
NameTitleOwnershipSince
Robert Michael Florian ControlMemberOver 75%2004
Sarah E. Gruszka ControlChief Compliance OfficerUnder 5%2007

Frequently asked questions

How much does Florian Financial Group LLC manage?

Florian Financial Group LLC reports $151.4 million in regulatory assets under management on its Form ADV.

How many employees does Florian Financial Group LLC have?

Florian Financial Group LLC reports 5 employees.

Where is Florian Financial Group LLC located?

Florian Financial Group LLC is based in Williamsville, NY and has been SEC-registered since 2007.

Does Florian Financial Group LLC disclose fund performance?

Florian Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1825 Maple Road, Suite 240, Williamsville, NY 14221
Phone716-810-9590
Fax716-810-9592
Office hours8:30 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$151.4M
Non-discretionary$0
Total (RAUM)$151.4M