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Fmb Retirement Services

● SEC registered since 2012CRD 164571SEC# 801-76839Westlake Village, CA
Export (members)
Reg. AUM
$135.2M
Employees
11
Accounts
52
Location
Westlake Village, CA

Fmb Retirement Services assets under management

Fmb Retirement Services is a registered investment adviser overseen by the SEC based in Westlake Village, CA. The firm has been registered since 2012. It reports $135.2 million in regulatory assets under management and employs 11 people.

Fmb Retirement Services owners & executives

4 reported
NameTitleOwnershipSince
David Ray HowertonChief Compliance Officer, Chief Operations OfficerUnder 5%2018
Debra Annette Fields ControlPresident, Cfo, Partner50-75%2012
Grant E BlindburyDirector10-25%2013
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Frequently asked questions

How much does Fmb Retirement Services manage?

Fmb Retirement Services reports $135.2 million in regulatory assets under management on its Form ADV.

How many employees does Fmb Retirement Services have?

Fmb Retirement Services reports 11 employees.

Where is Fmb Retirement Services located?

Fmb Retirement Services is based in Westlake Village, CA and has been SEC-registered since 2012.

Does Fmb Retirement Services disclose fund performance?

Fmb Retirement Services is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 N. Westlake Blvd. #201, Westlake Village, CA 91362
Phone805-446-4494
Fax805-446-4499
Office hours8 a.m. - 5 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$135.2M
Non-discretionary$0
Total (RAUM)$135.2M