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Focus 401 (k) Group, LLC

● SEC registered since 2014CRD 172217SEC# 801-80065Addison, TX
Export (members)
Reg. AUM
$99.8M
Employees
2
Accounts
21
Location
Addison, TX

Focus 401 (k) Group, LLC assets under management

Focus 401 (k) Group, LLC is an investment advisory firm registered with the SEC based in Addison, TX. The firm has been registered since 2014. It reports $99.8 million in regulatory assets under management and employs 2 people.
www.focus401kgroup.comView on SEC.gov ↗

Focus 401 (k) Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
Michael Jay Rubenstein ControlMember50-75%2014
Phillip Russell Powers ControlChief Compliance Officer/Member50-75%2014

Frequently asked questions

How much does Focus 401 (k) Group, LLC manage?

Focus 401 (k) Group, LLC reports $99.8 million in regulatory assets under management on its Form ADV.

How many employees does Focus 401 (k) Group, LLC have?

Focus 401 (k) Group, LLC reports 2 employees.

Where is Focus 401 (k) Group, LLC located?

Focus 401 (k) Group, LLC is based in Addison, TX and has been SEC-registered since 2014.

Does Focus 401 (k) Group, LLC disclose fund performance?

Focus 401 (k) Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address16415 Addison Road, Suite 312, Addison, TX 75001
Phone214-373-4113
Fax214-373-4255
Office hours8-5
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$99.8M
Non-discretionary$0
Total (RAUM)$99.8M