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Footprints Asset Management & Research, Inc.

CRD 128040SEC# 801-62315
Export (members)
No longer SEC-registered. Footprints Asset Management & Research, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$41.1M
Employees
3
Accounts
170
Location

Footprints Asset Management & Research, Inc. assets under management

Footprints Asset Management & Research, Inc. is an SEC-registered investment adviser. It reports $41.1 million in regulatory assets under management and employs 3 people.

Footprints Asset Management & Research, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Stephen Joseph Lococo ControlPresident/Portfolio Manager/CcoOver 75%2003

Frequently asked questions

How much does Footprints Asset Management & Research, Inc. manage?

Footprints Asset Management & Research, Inc. reports $41.1 million in regulatory assets under management on its Form ADV.

How many employees does Footprints Asset Management & Research, Inc. have?

Footprints Asset Management & Research, Inc. reports 3 employees.

Does Footprints Asset Management & Research, Inc. disclose fund performance?

Footprints Asset Management & Research, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours8:00 a.m.- 5:00 p.m. M-F
Discloses disciplinary historyNo

Assets under management

Discretionary$35.6M
Non-discretionary$5.5M
Total (RAUM)$41.1M