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Forefront Wealth Management Inc.

CRD 299003SEC# 801-114299Malvern, PA
Export (members)
No longer SEC-registered. Forefront Wealth Management Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$246.4M
Employees
4
Accounts
414
Location
Malvern, PA

Forefront Wealth Management Inc. assets under management

Forefront Wealth Management Inc. is a registered investment adviser overseen by the SEC based in Malvern, PA. It reports $246.4 million in regulatory assets under management and employs 4 people.
View on SEC.gov ↗

Forefront Wealth Management Inc. owners & executives

3 reported
NameTitleOwnershipSince
Anthony Ralph Cottone ControlPresidentUnder 5%2020
Arthur Robert RomanoChief Compliance OfficerUnder 5%2024
Carl Alan Schultz ControlChief Executive Officer/Chief Investment OfficerOver 75%2018

Frequently asked questions

How much does Forefront Wealth Management Inc. manage?

Forefront Wealth Management Inc. reports $246.4 million in regulatory assets under management on its Form ADV.

How many employees does Forefront Wealth Management Inc. have?

Forefront Wealth Management Inc. reports 4 employees.

Where is Forefront Wealth Management Inc. located?

Forefront Wealth Management Inc. is based in Malvern, PA.

Does Forefront Wealth Management Inc. disclose fund performance?

Forefront Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address18 Church Road, Malvern, PA 19355
Office hours5-Sep
Discloses disciplinary historyNo

Assets under management

Discretionary$225.6M
Non-discretionary$20.8M
Total (RAUM)$246.4M