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Forness Financial LLC

● SEC registered since 2018CRD 172473SEC# 801-112637Needham, MA
Export (members)
Reg. AUM
$202.8M
Employees
3
Accounts
680
Location
Needham, MA

Forness Financial LLC assets under management

Forness Financial LLC is an investment advisory firm registered with the SEC based in Needham, MA. The firm has been registered since 2018. It reports $202.8 million in regulatory assets under management and employs 3 people.
www.fornessfinancial.comView on SEC.gov ↗

Forness Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Norman Anthony Forness ControlManaging Principal50-75%2014
Ryan Charles Forness ControlManaging Principal And Chief Compliance Officer50-75%2014

Frequently asked questions

How much does Forness Financial LLC manage?

Forness Financial LLC reports $202.8 million in regulatory assets under management on its Form ADV.

How many employees does Forness Financial LLC have?

Forness Financial LLC reports 3 employees.

Where is Forness Financial LLC located?

Forness Financial LLC is based in Needham, MA and has been SEC-registered since 2018.

Does Forness Financial LLC disclose fund performance?

Forness Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address105 Chestnut Street, Suite 37, Needham, MA 02492
Phone(781) 400-2604
Office hours9:00a.m. To 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$202.8M
Non-discretionary$0
Total (RAUM)$202.8M