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Foundation Wealth Management, LLC

● SEC registered since 2003CRD 127134SEC# 801-62187Clayton, MO
Export (members)
Reg. AUM
$593.2M
Employees
6
Accounts
1,726
Location
Clayton, MO

Foundation Wealth Management, LLC assets under management

Foundation Wealth Management, LLC operates as an SEC-registered investment adviser based in Clayton, MO. The firm has been registered since 2003. It reports $593.2 million in regulatory assets under management and employs 6 people.

Foundation Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Daniel Joseph Ladd ControlChief Investment OfficerUnder 5%2021
Hannah Rae Leone ControlChief Operating OfficerUnder 5%2021
Matthew Stephen HardinChief Compliance OfficerUnder 5%2007
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Frequently asked questions

How much does Foundation Wealth Management, LLC manage?

Foundation Wealth Management, LLC reports $593.2 million in regulatory assets under management on its Form ADV.

How many employees does Foundation Wealth Management, LLC have?

Foundation Wealth Management, LLC reports 6 employees.

Where is Foundation Wealth Management, LLC located?

Foundation Wealth Management, LLC is based in Clayton, MO and has been SEC-registered since 2003.

Does Foundation Wealth Management, LLC disclose fund performance?

Foundation Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address168 N. Meramec Ave, Suite 100, Clayton, MO 63105
Phone314-726-6789
Fax314-726-6785
Office hours8a.m. - 4p.m.
SEC regionChicago Regional Office (CHRO)
CIK1966351
Discloses disciplinary historyNo

Assets under management

Discretionary$519M
Non-discretionary$74.2M
Total (RAUM)$593.2M