| Name | Title | Ownership | Since |
|---|---|---|---|
| Founders Wealth Holdings, LLC Control | Holding Company | Over 75% | 2018 |
| James Allen Sloop Control | Chief Compliance Officer | Under 5% | 2017 |
| Tommy Wayne Porter Control | Managing Member | Under 5% | 2014 |
Founders Financial Alliance, LLC reports $1 billion in regulatory assets under management on its Form ADV.
Founders Financial Alliance, LLC reports 32 employees.
Founders Financial Alliance, LLC is based in Raleigh, NC and has been SEC-registered since 2016.
Founders Financial Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 9212 Falls of Neuse Rd., Suite 221, Raleigh, NC 27615 |
| Phone | 855-860-5940 |
| Fax | 919-636-7342 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
| Discretionary | $1B |
| Non-discretionary | $181K |
| Total (RAUM) | $1B |