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Founders Financial Securities, LLC

● SEC registered since 2006CRD 137945SEC# 801-66892Towson, MD
Export (members)
Reg. AUM
$3.32B
Employees
141
Accounts
17,774
Location
Towson, MD

Founders Financial Securities, LLC assets under management

Founders Financial Securities, LLC is an investment advisory firm registered with the SEC based in Towson, MD. The firm has been registered since 2006. It reports $3.3 billion in regulatory assets under management and employs 141 people.
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Founders Financial Securities, LLC owners & executives

6 reported
NameTitleOwnershipSince
Bradley Matthew Shepherd ControlCeo/RosfpUnder 5%2014
Founders Financial LLC ControlMemberOver 75%2022
Jill Anne ReckampFinopUnder 5%2015
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Frequently asked questions

How much does Founders Financial Securities, LLC manage?

Founders Financial Securities, LLC reports $3.3 billion in regulatory assets under management on its Form ADV.

How many employees does Founders Financial Securities, LLC have?

Founders Financial Securities, LLC reports 141 employees.

Where is Founders Financial Securities, LLC located?

Founders Financial Securities, LLC is based in Towson, MD and has been SEC-registered since 2006.

Does Founders Financial Securities, LLC disclose fund performance?

Founders Financial Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1026 Cromwell Bridge Road, Suite 100, Towson, MD 21286
Phone410-308-9988
Fax410-308-9801
Office hours8 a.m. - 5 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1342396
Discloses disciplinary historyYes

Assets under management

Discretionary$3.03B
Non-discretionary$290.9M
Total (RAUM)$3.32B