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Francis Financial, Inc.

● SEC registered since 2012CRD 128067SEC# 801-76703New York, NY
Export (members)
Reg. AUM
$680.3M
Employees
13
Accounts
1,014
Location
New York, NY

Francis Financial, Inc. assets under management

Francis Financial, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $680.3 million in regulatory assets under management and employs 13 people.

Francis Financial, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Avani Ramnani ControlPartner, Managing Director10-25%2024
Natalie ColleyPartner, Senior Lead Advisor5-10%2024
Stacy A Francis ControlPresident/Chief Compliance OfficerOver 75%2003
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Frequently asked questions

How much does Francis Financial, Inc. manage?

Francis Financial, Inc. reports $680.3 million in regulatory assets under management on its Form ADV.

How many employees does Francis Financial, Inc. have?

Francis Financial, Inc. reports 13 employees.

Where is Francis Financial, Inc. located?

Francis Financial, Inc. is based in New York, NY and has been SEC-registered since 2012.

Does Francis Financial, Inc. disclose fund performance?

Francis Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address39 Broadway, Suite 1730, New York, NY 10006
Phone212-374-9008
Fax646-219-6799
Office hoursMon-Fri 9 a.m.-6 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$622.8M
Non-discretionary$57.5M
Total (RAUM)$680.3M