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Frank Financial Services

● SEC registered since 2021CRD 147537SEC# 801-121668Carlsbad, CA
Export (members)
Reg. AUM
$188.2M
Employees
2
Accounts
456
Location
Carlsbad, CA

Frank Financial Services assets under management

Frank Financial Services is an investment advisory firm registered with the SEC based in Carlsbad, CA. The firm has been registered since 2021. It reports $188.2 million in regulatory assets under management and employs 2 people.
plus.google.com/+frankfinancialadvisorscarlsbadView on SEC.gov ↗

Frank Financial Services owners & executives

1 reported
NameTitleOwnershipSince
Todd Evan Frank ControlPresident/Chief Compliance OfficerOver 75%2003

Frequently asked questions

How much does Frank Financial Services manage?

Frank Financial Services reports $188.2 million in regulatory assets under management on its Form ADV.

How many employees does Frank Financial Services have?

Frank Financial Services reports 2 employees.

Where is Frank Financial Services located?

Frank Financial Services is based in Carlsbad, CA and has been SEC-registered since 2021.

Does Frank Financial Services disclose fund performance?

Frank Financial Services is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2710 Loker Avenue West, Suite 230, Carlsbad, CA 92010
Phone760-438-3360
Fax760-438-3301
Office hours7:00 a.m. To 3:30 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$182.4M
Non-discretionary$5.8M
Total (RAUM)$188.2M