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Galvin, Gaustad & Stein, LLC

● SEC registered since 2010CRD 153410SEC# 801-71464Scottsdale, AZ
Export (members)
Reg. AUM
$1.22B
Employees
16
Accounts
1,889
Location
Scottsdale, AZ

Galvin, Gaustad & Stein, LLC assets under management

Galvin, Gaustad & Stein, LLC operates as an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2010. It reports $1.2 billion in regulatory assets under management and employs 16 people.

Galvin, Gaustad & Stein, LLC owners & executives

7 reported
NameTitleOwnershipSince
Kim Quyen Jamieson ControlChief Compliance Officer/Chief Operations Officer/Chief Financial OfficerUnder 5%2015
Mp Stein, LLC ControlMember And Manager25-50%2019
Slg82, LLC ControlMember And Manager25-50%2021
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Frequently asked questions

How much does Galvin, Gaustad & Stein, LLC manage?

Galvin, Gaustad & Stein, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Galvin, Gaustad & Stein, LLC have?

Galvin, Gaustad & Stein, LLC reports 16 employees.

Where is Galvin, Gaustad & Stein, LLC located?

Galvin, Gaustad & Stein, LLC is based in Scottsdale, AZ and has been SEC-registered since 2010.

Does Galvin, Gaustad & Stein, LLC disclose fund performance?

Galvin, Gaustad & Stein, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258
Phone480-776-1445
Fax480-306-6155
Office hours9:00 a.m. - 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1840945
Discloses disciplinary historyNo

Assets under management

Discretionary$1.21B
Non-discretionary$12.7M
Total (RAUM)$1.22B