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Garner Financial Management, Inc.

● SEC registered since 2014CRD 131628SEC# 801-79008Lafayette, CA
Export (members)
Reg. AUM
$148.4M
Employees
2
Accounts
311
Location
Lafayette, CA

Garner Financial Management, Inc. assets under management

Garner Financial Management, Inc. is an SEC-registered investment adviser based in Lafayette, CA. The firm has been registered since 2014. It reports $148.4 million in regulatory assets under management and employs 2 people.
www.garnerfinancialmanagement.comView on SEC.gov ↗

Garner Financial Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Blair Jason Garner ControlPresident And Chief Compliance OfficerOver 75%2019

Frequently asked questions

How much does Garner Financial Management, Inc. manage?

Garner Financial Management, Inc. reports $148.4 million in regulatory assets under management on its Form ADV.

How many employees does Garner Financial Management, Inc. have?

Garner Financial Management, Inc. reports 2 employees.

Where is Garner Financial Management, Inc. located?

Garner Financial Management, Inc. is based in Lafayette, CA and has been SEC-registered since 2014.

Does Garner Financial Management, Inc. disclose fund performance?

Garner Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3620 Happy Valley Road, Suite 203, Lafayette, CA 94549
Phone925.282.5500
Fax925.962.9250
Office hours9:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$144.5M
Non-discretionary$3.9M
Total (RAUM)$148.4M