| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Lee Garton Control | Managing Partner, Chief Compliance Officer | Over 75% | 2004 |
| Kathleen Mounce | Partner | 5-10% | 2005 |
| Michael Joseph Garton | Part Owner | Under 5% | 2020 |
Garton and Associates Financial Advisors LLC reports $184.9 million in regulatory assets under management on its Form ADV.
Garton and Associates Financial Advisors LLC reports 8 employees.
Garton and Associates Financial Advisors LLC is based in Louisville, KY and has been SEC-registered since 2022.
Garton and Associates Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | Glenview Pointe Business Center, 2319 Lime Kiln Lane, Suite a, Louisville, KY 40222 |
| Phone | 502-212-3000 |
| Fax | 502-212-3001 |
| Office hours | 8:30 a.m. - 5:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
| Discretionary | $141.3M |
| Non-discretionary | $43.5M |
| Total (RAUM) | $184.9M |