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Global Brokerage Services, Inc.

● SEC registered since 2024CRD 37505SEC# 801-131268Hunt Valley, MD
Export (members)
Reg. AUM
$137.3M
Employees
5
Accounts
562
Location
Hunt Valley, MD

Global Brokerage Services, Inc. assets under management

Global Brokerage Services, Inc. is an investment advisory firm registered with the SEC based in Hunt Valley, MD. The firm has been registered since 2024. It reports $137.3 million in regulatory assets under management and employs 5 people.

Global Brokerage Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Thomas Wesley Johnson ControlPresident, Ceo, Cfo, Coo, Clo, Cco50-75%1994
William Burton Sweigart ControlVice President50-75%1994

Frequently asked questions

How much does Global Brokerage Services, Inc. manage?

Global Brokerage Services, Inc. reports $137.3 million in regulatory assets under management on its Form ADV.

How many employees does Global Brokerage Services, Inc. have?

Global Brokerage Services, Inc. reports 5 employees.

Where is Global Brokerage Services, Inc. located?

Global Brokerage Services, Inc. is based in Hunt Valley, MD and has been SEC-registered since 2024.

Does Global Brokerage Services, Inc. disclose fund performance?

Global Brokerage Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11350 McCormick Road, Epiii, Suite 1204, Hunt Valley, MD 21031
Phone410-785-4990
Fax410-785-4993
Office hours8:30-4:00
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$137.3M
Total (RAUM)$137.3M