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Goldberg Advisers, LLC

● SEC registered since 2021CRD 134174SEC# 801-121095San Rafael, CA
Export (members)
Reg. AUM
$356.8M
Employees
4
Accounts
587
Location
San Rafael, CA

Goldberg Advisers, LLC assets under management

Goldberg Advisers, LLC operates as an SEC-registered investment adviser based in San Rafael, CA. The firm has been registered since 2021. It reports $356.8 million in regulatory assets under management and employs 4 people.
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Goldberg Advisers, LLC owners & executives

2 reported
NameTitleOwnershipSince
John Jackson Goldberg ControlManaging Member/Chief Compliance OfficerOver 75%2000
Kay Patricia GoldbergMemberUnder 5%2000

Frequently asked questions

How much does Goldberg Advisers, LLC manage?

Goldberg Advisers, LLC reports $356.8 million in regulatory assets under management on its Form ADV.

How many employees does Goldberg Advisers, LLC have?

Goldberg Advisers, LLC reports 4 employees.

Where is Goldberg Advisers, LLC located?

Goldberg Advisers, LLC is based in San Rafael, CA and has been SEC-registered since 2021.

Does Goldberg Advisers, LLC disclose fund performance?

Goldberg Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1210 5th Avenue, #275, San Rafael, CA 94901
Phone(415) 399-9100
Office hours6:30 a.m. - 4:30 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$356.8M
Non-discretionary$0
Total (RAUM)$356.8M