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Golden State Wealth Management, LLC

● SEC registered since 2016CRD 167995SEC# 801-107445South Coast Metro, CA
Export (members)
Reg. AUM
$1.84B
Employees
47
Accounts
6,434
Location
South Coast Metro, CA

Golden State Wealth Management, LLC assets under management

Golden State Wealth Management, LLC is a registered investment adviser overseen by the SEC based in South Coast Metro, CA. The firm has been registered since 2016. It reports $1.8 billion in regulatory assets under management and employs 47 people.

Golden State Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Daniel Robert Catone ControlManaging Member25-50%2013
John Emile Nahas ControlManaging Member25-50%2016
Patrick Michael Catone ControlManaging Member & Chief Compliance Officer25-50%2013

Frequently asked questions

How much does Golden State Wealth Management, LLC manage?

Golden State Wealth Management, LLC reports $1.8 billion in regulatory assets under management on its Form ADV.

How many employees does Golden State Wealth Management, LLC have?

Golden State Wealth Management, LLC reports 47 employees.

Where is Golden State Wealth Management, LLC located?

Golden State Wealth Management, LLC is based in South Coast Metro, CA and has been SEC-registered since 2016.

Does Golden State Wealth Management, LLC disclose fund performance?

Golden State Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address201 E. Sandpointe Avenue, #460, South Coast Metro, CA 92707
Phone866.273.1563
Office hours9:00a.m. - 5:00p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.84B
Non-discretionary$0
Total (RAUM)$1.84B