PPrivate Fund Data Log in Join · $37/mo

Goldfarb Financial Management, LLC

● SEC registered since 2025CRD 306271SEC# 801-132935
Export (members)
Reg. AUM
$119.7M
Employees
1
Accounts
26
Location
—

Goldfarb Financial Management, LLC assets under management

Goldfarb Financial Management, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $119.7 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

Goldfarb Financial Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Mark David Goldfarb ControlManager, Chief Compliance OfficerOver 75%2019

Frequently asked questions

How much does Goldfarb Financial Management, LLC manage?

Goldfarb Financial Management, LLC reports $119.7 million in regulatory assets under management on its Form ADV.

How many employees does Goldfarb Financial Management, LLC have?

Goldfarb Financial Management, LLC reports 1 employees.

Does Goldfarb Financial Management, LLC disclose fund performance?

Goldfarb Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone310-402-2152
Office hours8a.m. - 6p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$10.6M
Non-discretionary$109.1M
Total (RAUM)$119.7M