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Gradient Securities, LLC

● SEC registered since 2015CRD 127701SEC# 801-80807Arden Hills, MN
Export (members)
Reg. AUM
$591.1M
Employees
62
Accounts
7,322
Location
Arden Hills, MN

Gradient Securities, LLC assets under management

Gradient Securities, LLC is an investment advisory firm registered with the SEC based in Arden Hills, MN. The firm has been registered since 2015. It reports $591.1 million in regulatory assets under management and employs 62 people.
gradientfinancialgroup.comView on SEC.gov ↗

Gradient Securities, LLC owners & executives

5 reported
NameTitleOwnershipSince
Brian Andrew RemmeChief Compliance OfficerUnder 5%2019
Kristina Lee WalchFinopUnder 5%2023
Robert Scott Nelson ControlPresident & Elected ManagerUnder 5%2021
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Frequently asked questions

How much does Gradient Securities, LLC manage?

Gradient Securities, LLC reports $591.1 million in regulatory assets under management on its Form ADV.

How many employees does Gradient Securities, LLC have?

Gradient Securities, LLC reports 62 employees.

Where is Gradient Securities, LLC located?

Gradient Securities, LLC is based in Arden Hills, MN and has been SEC-registered since 2015.

Does Gradient Securities, LLC disclose fund performance?

Gradient Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4105 Lexington Avenue N, Suite 380, Arden Hills, MN 55126
Phone866-991-1539
Fax651-379-8040
Office hours8 a.m. To 5 p.m. Cst
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary—
Non-discretionary$591.1M
Total (RAUM)$591.1M