PPrivate Fund Data Log in Join · $37/mo

Great Lakes Retirement, Inc.

● SEC registered since 2017CRD 146608SEC# 801-110042Sandusky, OH
Export (members)
Reg. AUM
$962.6M
Employees
25
Accounts
6,582
Location
Sandusky, OH

Great Lakes Retirement, Inc. assets under management

Great Lakes Retirement, Inc. is an SEC-registered investment adviser based in Sandusky, OH. The firm has been registered since 2017. It reports $962.6 million in regulatory assets under management and employs 25 people.
www.wasmithfinancial.comView on SEC.gov ↗

Great Lakes Retirement, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Andrew S ToccaceliChief Operations OfficerUnder 5%2024
Brian Joseph Petraitis ControlChief Compliance OfficerUnder 5%2024
William Allen Smith ControlPresidentOver 75%2008

Frequently asked questions

How much does Great Lakes Retirement, Inc. manage?

Great Lakes Retirement, Inc. reports $962.6 million in regulatory assets under management on its Form ADV.

How many employees does Great Lakes Retirement, Inc. have?

Great Lakes Retirement, Inc. reports 25 employees.

Where is Great Lakes Retirement, Inc. located?

Great Lakes Retirement, Inc. is based in Sandusky, OH and has been SEC-registered since 2017.

Does Great Lakes Retirement, Inc. disclose fund performance?

Great Lakes Retirement, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4604 Timber Commons Drive, Sandusky, OH 44870
Phone419-626-8600
Fax419-625-3902
Office hours8:30 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$898.5M
Non-discretionary$64.1M
Total (RAUM)$962.6M