PPrivate Fund Data Log in Join · $37/mo

Great River Financial LLC

● SEC registered since 2021CRD 314172SEC# 801-121581Plymouth, MN
Export (members)
Reg. AUM
$162.1M
Employees
4
Accounts
394
Location
Plymouth, MN

Great River Financial LLC assets under management

Great River Financial LLC is an SEC-registered investment adviser based in Plymouth, MN. The firm has been registered since 2021. It reports $162.1 million in regulatory assets under management and employs 4 people.

Great River Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Joshua Lin Wolberg ControlPresidentOver 75%2021
Kingston Marland Hollman ControlChief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Great River Financial LLC manage?

Great River Financial LLC reports $162.1 million in regulatory assets under management on its Form ADV.

How many employees does Great River Financial LLC have?

Great River Financial LLC reports 4 employees.

Where is Great River Financial LLC located?

Great River Financial LLC is based in Plymouth, MN and has been SEC-registered since 2021.

Does Great River Financial LLC disclose fund performance?

Great River Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9800 Shelard Pkwy, Suite 113, Plymouth, MN 55441
Phone763-231-7581
Office hoursBy Appointment Only
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$162.1M
Non-discretionary$0
Total (RAUM)$162.1M