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Greenberg Financial Group

● SEC registered since 1990CRD 38747SEC# 801-36988Tucson, AZ
Export (members)
Reg. AUM
$331.2M
Employees
6
Accounts
1,178
Location
Tucson, AZ

Greenberg Financial Group assets under management

Greenberg Financial Group is a registered investment adviser overseen by the SEC based in Tucson, AZ. The firm has been registered since 1990. It reports $331.2 million in regulatory assets under management and employs 6 people.
www.greenbergfinancial.comView on SEC.gov ↗

Greenberg Financial Group owners & executives

4 reported
NameTitleOwnershipSince
Dean Steven Greenberg ControlCeoOver 75%1995
Dylan Jacob Greenberg ControlPresidentUnder 5%2025
Susan Jane Maxwell ControlChief Compliance OfficerUnder 5%2007
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Frequently asked questions

How much does Greenberg Financial Group manage?

Greenberg Financial Group reports $331.2 million in regulatory assets under management on its Form ADV.

How many employees does Greenberg Financial Group have?

Greenberg Financial Group reports 6 employees.

Where is Greenberg Financial Group located?

Greenberg Financial Group is based in Tucson, AZ and has been SEC-registered since 1990.

Does Greenberg Financial Group disclose fund performance?

Greenberg Financial Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4511 N Campbell Ave #255, Tucson, AZ 85718-6423
Phone520-544-4909
Fax520-544-0640
Office hours6:30a.m. - 3:30p.m. Mst
SEC regionLos Angeles Regional Office (LARO)
CIK946626
Discloses disciplinary historyYes

Assets under management

Discretionary$302.9M
Non-discretionary$28.3M
Total (RAUM)$331.2M