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Greenwich Wealth Management LLC

● SEC registered since 2008CRD 142820SEC# 801-68897Greenwich, CT
Export (members)
Reg. AUM
$2.71B
Employees
13
Accounts
495
Location
Greenwich, CT

Greenwich Wealth Management LLC assets under management

Greenwich Wealth Management LLC is an SEC-registered investment adviser based in Greenwich, CT. The firm has been registered since 2008. It reports $2.7 billion in regulatory assets under management and employs 13 people.

Greenwich Wealth Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Daniel Jerry Sullivan ControlChief Compliance Officer, Member5-10%2023
Harry Edward FiggieMember5-10%2023
Jackson Henry KleinertMember5-10%2023
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Frequently asked questions

How much does Greenwich Wealth Management LLC manage?

Greenwich Wealth Management LLC reports $2.7 billion in regulatory assets under management on its Form ADV.

How many employees does Greenwich Wealth Management LLC have?

Greenwich Wealth Management LLC reports 13 employees.

Where is Greenwich Wealth Management LLC located?

Greenwich Wealth Management LLC is based in Greenwich, CT and has been SEC-registered since 2008.

Does Greenwich Wealth Management LLC disclose fund performance?

Greenwich Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address45 East Putnam Avenue, Suite 128, Greenwich, CT 06830
Phone203-618-0100
Office hours5-Sep
SEC regionBoston Regional Office (BRO)
CIK1439805
Discloses disciplinary historyYes

Assets under management

Discretionary$2.32B
Non-discretionary$390.9M
Total (RAUM)$2.71B