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Gries Financial LLC

CRD 110031SEC# 801-56552Cleveland, OH
Export (members)
No longer SEC-registered. Gries Financial LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #2,318 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.35B
Fund GAV
$17.1M
Private funds
7
Employees
30
Accounts
1,658
Location
Cleveland, OH

Gries Financial LLC assets under management

Gries Financial LLC is a registered investment adviser overseen by the SEC based in Cleveland, OH. It reports $1.3 billion in regulatory assets under management and employs 30 people. Gries Financial LLC manages 7 private funds with combined gross assets of $17.1 million, including Altalpha Vintage, L.P. By regulatory assets, it ranks 2,318 of 5,911 private fund managers.

Gries Financial LLC private funds

7 funds · $17.1M GAV
FundTypeGross assetsMin.
Altalpha Vintage, L.P.Private Equity$12.3M$100K
Fieldstone - Sage MillReal Estate$2M$50K
Fieldstone Gem VI InvestorsReal Estate$1.2M$50K
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Gries Financial LLC owners & executives

11 reported
NameTitleOwnershipSince
Brian Joseph Durkin ControlChief Compliance OfficerUnder 5%2024
Carina Shipotofsky Diamond ControlChief Executive OfficerUnder 5%2024
Hemal Jayant GalaVice President OperationsUnder 5%2022
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Frequently asked questions

How much does Gries Financial LLC manage?

Gries Financial LLC reports $1.3 billion in regulatory assets under management on its Form ADV.

How many private funds does Gries Financial LLC manage?

Gries Financial LLC manages 7 private funds with combined gross assets of $17.1 million.

How many employees does Gries Financial LLC have?

Gries Financial LLC reports 30 employees.

Where is Gries Financial LLC located?

Gries Financial LLC is based in Cleveland, OH.

Does Gries Financial LLC disclose fund performance?

Gries Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1300 East Ninth Street, Suite 1900, Cleveland, OH 44114
Office hours8:30 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.35B
Non-discretionary$0
Total (RAUM)$1.35B