PPrivate Fund Data Log in Join · $37/mo

Guardian Wealth Management, LLC

● SEC registered since 2002CRD 118668SEC# 801-61330Chattanooga, TN
Export (members)
Reg. AUM
$343.1M
Employees
10
Accounts
1,152
Location
Chattanooga, TN

Guardian Wealth Management, LLC assets under management

Guardian Wealth Management, LLC is an SEC-registered investment adviser based in Chattanooga, TN. The firm has been registered since 2002. It reports $343.1 million in regulatory assets under management and employs 10 people.

Guardian Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Gwm Holdings, Inc ControlOwner50-75%2025
James Lamar Motte ControlChief Compliance OfficerUnder 5%2023
Mauldin & Jenkins, LLC ControlOwner50-75%2025
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Guardian Wealth Management, LLC manage?

Guardian Wealth Management, LLC reports $343.1 million in regulatory assets under management on its Form ADV.

How many employees does Guardian Wealth Management, LLC have?

Guardian Wealth Management, LLC reports 10 employees.

Where is Guardian Wealth Management, LLC located?

Guardian Wealth Management, LLC is based in Chattanooga, TN and has been SEC-registered since 2002.

Does Guardian Wealth Management, LLC disclose fund performance?

Guardian Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6151 Shallowford Road, Suite 102, Chattanooga, TN 37421-7803
Phone423-510-0409
Fax423-510-0868
Office hours8:00a.m.-5:00p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$340.4M
Non-discretionary$2.7M
Total (RAUM)$343.1M