| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Jo Lee Control | General Counsel, Secretary, And Senior Managing Director | Under 5% | 2013 |
| Christopher Vito Parisi Control | Head Of Distribution, Senior Managing Director | Under 5% | 2020 |
| Dennis Ryan Metzger Control | Chief Compliance Officer | Under 5% | 2014 |
Guggenheim Funds Distributors, LLC reports $6.9 billion in regulatory assets under management on its Form ADV.
Guggenheim Funds Distributors, LLC reports 250 employees.
Guggenheim Funds Distributors, LLC is based in Chicago, IL and has been SEC-registered since 1997.
Guggenheim Funds Distributors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 227 West Monroe Street, 7th Floor, Chicago, IL 60606 |
| Phone | 312-357-1007 |
| Office hours | 8:00 a.m.-5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1003991 |
| Discloses disciplinary history | No |
| Discretionary | $6.85B |
| Non-discretionary | $0 |
| Total (RAUM) | $6.85B |