| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Jo Lee Control | General Counsel, Secretary, And Sr. Managing Director | Under 5% | 2013 |
| Brian Edward Binder Control | President, Mutual Funds Boards, And Sr. Managing Director | Under 5% | 2018 |
| Dustan Roy Beier Control | Chief Financial Officer And Treasurer | Under 5% | 2015 |
Guggenheim Funds Investment Advisors, LLC reports $3.7 billion in regulatory assets under management on its Form ADV.
Guggenheim Funds Investment Advisors, LLC reports 5 employees.
Guggenheim Funds Investment Advisors, LLC is based in Chicago, IL and has been SEC-registered since 2003.
Guggenheim Funds Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 227 West Monroe Street, 7th Floor, Chicago, IL 60606 |
| Phone | 312-357-1007 |
| Fax | 312-827-0157 |
| Office hours | 8:00 a.m. - 5:00 p.m. Cst |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1280782 |
| Discloses disciplinary history | No |
| Discretionary | $3.72B |
| Non-discretionary | $0 |
| Total (RAUM) | $3.72B |