| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Martini Control | Chief Compliance Officer | Under 5% | 2024 |
| Dina Marie Dilorenzo Control | Head | Under 5% | 2012 |
| Gwm Holdco, LLC Control | Member | Over 75% | 2008 |
Guggenheim Investment Advisors, LLC reports $522 million in regulatory assets under management on its Form ADV.
Guggenheim Investment Advisors, LLC reports 10 employees.
Guggenheim Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2000.
Guggenheim Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 330 Madison Avenue, 10th Floor, New York, NY 10017 |
| Phone | 212-739-0700 |
| Office hours | 9:00 a.m. - 5:00 p.m. Est |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1512586 |
| Discloses disciplinary history | No |
| Discretionary | $268.2M |
| Non-discretionary | $253.7M |
| Total (RAUM) | $522M |