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Guinness Atkinson Asset Management, Inc.

● SEC registered since 2002CRD 124465SEC# 801-61667Pasadena, CA
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Reg. AUM
$322M
Employees
24
Accounts
9
Location
Pasadena, CA

Guinness Atkinson Asset Management, Inc. assets under management

Guinness Atkinson Asset Management, Inc. is an investment advisory firm registered with the SEC based in Pasadena, CA. The firm has been registered since 2002. It reports $322 million in regulatory assets under management and employs 24 people.

Guinness Atkinson Asset Management, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Edmund Harriss ControlDirector10-25%2003
Edward Benjamin Guinness ControlDirectorUnder 5%2020
James Joseph Atkinson ControlChief Executive Officer, Chief Compliance Officer25-50%2002
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Frequently asked questions

How much does Guinness Atkinson Asset Management, Inc. manage?

Guinness Atkinson Asset Management, Inc. reports $322 million in regulatory assets under management on its Form ADV.

How many employees does Guinness Atkinson Asset Management, Inc. have?

Guinness Atkinson Asset Management, Inc. reports 24 employees.

Where is Guinness Atkinson Asset Management, Inc. located?

Guinness Atkinson Asset Management, Inc. is based in Pasadena, CA and has been SEC-registered since 2002.

Does Guinness Atkinson Asset Management, Inc. disclose fund performance?

Guinness Atkinson Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address251 South Lake Ave, Suite 800, Pasadena, CA 91101
Phone626 628-2787
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$322M
Non-discretionary$0
Total (RAUM)$322M