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Gwn Securities Inc.

● SEC registered since 2004CRD 128929SEC# 801-62547Palm Beach Gardens, FL
Export (members)
Reg. AUM
$3.65B
Employees
744
Accounts
64,207
Location
Palm Beach Gardens, FL

Gwn Securities Inc. assets under management

Gwn Securities Inc. is an investment advisory firm registered with the SEC based in Palm Beach Gardens, FL. The firm has been registered since 2004. It reports $3.7 billion in regulatory assets under management and employs 744 people.
www.facebook.com/gwnsecuritiesView on SEC.gov ↗

Gwn Securities Inc. owners & executives

7 reported
NameTitleOwnershipSince
Barry Richard Rittman ControlCfo Finop VpUnder 5%2008
Brad Jeffrey Corbin ControlSenior Vice President Of Business Development And MarketingUnder 5%2007
Denis Stephen Walsh ControlCeo/Exec Director/ Municipal Principal, PresidentUnder 5%2005
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Frequently asked questions

How much does Gwn Securities Inc. manage?

Gwn Securities Inc. reports $3.7 billion in regulatory assets under management on its Form ADV.

How many employees does Gwn Securities Inc. have?

Gwn Securities Inc. reports 744 employees.

Where is Gwn Securities Inc. located?

Gwn Securities Inc. is based in Palm Beach Gardens, FL and has been SEC-registered since 2004.

Does Gwn Securities Inc. disclose fund performance?

Gwn Securities Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone561-472-2700
Fax561-472-2760
Office hours8:30 a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
CIK1265905
Discloses disciplinary historyYes

Assets under management

Discretionary$3.65B
Non-discretionary$0
Total (RAUM)$3.65B