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Halter Ferguson Financial Inc

● SEC registered since 2000CRD 109563SEC# 801-57288Carmel, IN
Export (members)
Reg. AUM
$487.8M
Employees
12
Accounts
950
Location
Carmel, IN

Halter Ferguson Financial Inc assets under management

Halter Ferguson Financial Inc is a registered investment adviser overseen by the SEC based in Carmel, IN. The firm has been registered since 2000. It reports $487.8 million in regulatory assets under management and employs 12 people.
twitter.com/bradsfergusonView on SEC.gov ↗

Halter Ferguson Financial Inc owners & executives

2 reported
NameTitleOwnershipSince
Bradford Scott Ferguson ControlPresidentOver 75%2020
Matthew Charles Smith ControlChief Compliance OfficerUnder 5%2025

Frequently asked questions

How much does Halter Ferguson Financial Inc manage?

Halter Ferguson Financial Inc reports $487.8 million in regulatory assets under management on its Form ADV.

How many employees does Halter Ferguson Financial Inc have?

Halter Ferguson Financial Inc reports 12 employees.

Where is Halter Ferguson Financial Inc located?

Halter Ferguson Financial Inc is based in Carmel, IN and has been SEC-registered since 2000.

Does Halter Ferguson Financial Inc disclose fund performance?

Halter Ferguson Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13080 Grand Blvd., Suite 130, Carmel, IN 46032
Phone317-875-0202
Fax317-875-0909
Office hours8a.m.-5p.m.
SEC regionChicago Regional Office (CHRO)
CIK1107082
Discloses disciplinary historyNo

Assets under management

Discretionary$487.8M
Non-discretionary$0
Total (RAUM)$487.8M