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Hartford Financial Management Inc

● SEC registered since 1989CRD 105039SEC# 801-33701West Hartford, CT
Export (members)
Reg. AUM
$713M
Employees
10
Accounts
186
Location
West Hartford, CT

Hartford Financial Management Inc assets under management

Hartford Financial Management Inc is a registered investment adviser overseen by the SEC based in West Hartford, CT. The firm has been registered since 1989. It reports $713 million in regulatory assets under management and employs 10 people.

Hartford Financial Management Inc owners & executives

3 reported
NameTitleOwnershipSince
Ann Eugenie Cohen ControlChief Compliance Officer, TreasurerUnder 5%2004
Kevin Charles Quiros ControlPresidentUnder 5%2020
Rafael Dario Quiros ControlOwnerOver 75%1988

Frequently asked questions

How much does Hartford Financial Management Inc manage?

Hartford Financial Management Inc reports $713 million in regulatory assets under management on its Form ADV.

How many employees does Hartford Financial Management Inc have?

Hartford Financial Management Inc reports 10 employees.

Where is Hartford Financial Management Inc located?

Hartford Financial Management Inc is based in West Hartford, CT and has been SEC-registered since 1989.

Does Hartford Financial Management Inc disclose fund performance?

Hartford Financial Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address65 Lasalle Road Ste 307, West Hartford, CT 06107
Phone860-241-0028
Fax888-307-6981
Office hours9:00 a.m. To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1352526
Discloses disciplinary historyNo

Assets under management

Discretionary$710.7M
Non-discretionary$2.3M
Total (RAUM)$713M