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Heaton Financial, PC

CRD 134578SEC# 801-136958Cedar City, UT
Export (members)
No longer SEC-registered. Heaton Financial, PC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$140.1M
Employees
2
Accounts
660
Location
Cedar City, UT

Heaton Financial, PC assets under management

Heaton Financial, PC operates as an SEC-registered investment adviser based in Cedar City, UT. It reports $140.1 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Heaton Financial, PC owners & executives

1 reported
NameTitleOwnershipSince
Kimber Wendel Heaton ControlPresident, Chief Compliance OfficerOver 75%2005

Frequently asked questions

How much does Heaton Financial, PC manage?

Heaton Financial, PC reports $140.1 million in regulatory assets under management on its Form ADV.

How many employees does Heaton Financial, PC have?

Heaton Financial, PC reports 2 employees.

Where is Heaton Financial, PC located?

Heaton Financial, PC is based in Cedar City, UT.

Does Heaton Financial, PC disclose fund performance?

Heaton Financial, PC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address337 S Main, Suite 120, Cedar City, UT 84720
Office hours8:30 a.m. To 4:30 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$132.1M
Non-discretionary$8.1M
Total (RAUM)$140.1M