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Helm Investment Management, LLC

● SEC registered since 2006CRD 141773SEC# 801-67176Denver, CO
Export (members)
Reg. AUM
$322.1M
Employees
3
Accounts
575
Location
Denver, CO

Helm Investment Management, LLC assets under management

Helm Investment Management, LLC is an investment advisory firm registered with the SEC based in Denver, CO. The firm has been registered since 2006. It reports $322.1 million in regulatory assets under management and employs 3 people.

Helm Investment Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Jay Allan McCormickMemberUnder 5%2022
Peter John Quinn ControlManaging Member, Chief Compliance OfficerOver 75%2022

Frequently asked questions

How much does Helm Investment Management, LLC manage?

Helm Investment Management, LLC reports $322.1 million in regulatory assets under management on its Form ADV.

How many employees does Helm Investment Management, LLC have?

Helm Investment Management, LLC reports 3 employees.

Where is Helm Investment Management, LLC located?

Helm Investment Management, LLC is based in Denver, CO and has been SEC-registered since 2006.

Does Helm Investment Management, LLC disclose fund performance?

Helm Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3017 E 2nd Ave, Denver, CO 80206
Phone303-861-4835
Office hoursBy Appointment
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$322.1M
Non-discretionary$0
Total (RAUM)$322.1M