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Helmsman Financial Group, LLC

● SEC registered since 2018CRD 113780SEC# 801-113375Woodinville, WA
Export (members)
Reg. AUM
$170.9M
Employees
3
Accounts
268
Location
Woodinville, WA

Helmsman Financial Group, LLC assets under management

Helmsman Financial Group, LLC is an SEC-registered investment adviser based in Woodinville, WA. The firm has been registered since 2018. It reports $170.9 million in regulatory assets under management and employs 3 people.

Helmsman Financial Group, LLC owners & executives

9 reported
NameTitleOwnershipSince
Brandon Douglas Springer ControlSecretary-TreasurerUnder 5%2025
Christopher John Rieke ControlMember10-25%1998
Doris D WhitsellEconomic Interest Owner10-25%2024
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Frequently asked questions

How much does Helmsman Financial Group, LLC manage?

Helmsman Financial Group, LLC reports $170.9 million in regulatory assets under management on its Form ADV.

How many employees does Helmsman Financial Group, LLC have?

Helmsman Financial Group, LLC reports 3 employees.

Where is Helmsman Financial Group, LLC located?

Helmsman Financial Group, LLC is based in Woodinville, WA and has been SEC-registered since 2018.

Does Helmsman Financial Group, LLC disclose fund performance?

Helmsman Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address17330 135th Ave NE, Suite 2a, Woodinville, WA 98072
Phone425-485-0381
Fax425-481-1634
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$62.6M
Non-discretionary$108.4M
Total (RAUM)$170.9M