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Henley & Company Wealth Management LLC

● SEC registered since 2012CRD 144884SEC# 801-77007Uniondale, NY
Export (members)
Reg. AUM
$96.1M
Employees
6
Accounts
122
Location
Uniondale, NY

Henley & Company Wealth Management LLC assets under management

Henley & Company Wealth Management LLC is an SEC-registered investment adviser based in Uniondale, NY. The firm has been registered since 2012. It reports $96.1 million in regulatory assets under management and employs 6 people.
www.henleyandcompany.comView on SEC.gov ↗

Henley & Company Wealth Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Francis Patrick Gemino ControlManaging MemberOver 75%2007
James Joseph Albanese ControlSenior Vice President/ Svp TradingUnder 5%2007
Maria Teresa Germano-Alessi ControlChief Compliance Officer/Director Of OperationsUnder 5%2018
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Frequently asked questions

How much does Henley & Company Wealth Management LLC manage?

Henley & Company Wealth Management LLC reports $96.1 million in regulatory assets under management on its Form ADV.

How many employees does Henley & Company Wealth Management LLC have?

Henley & Company Wealth Management LLC reports 6 employees.

Where is Henley & Company Wealth Management LLC located?

Henley & Company Wealth Management LLC is based in Uniondale, NY and has been SEC-registered since 2012.

Does Henley & Company Wealth Management LLC disclose fund performance?

Henley & Company Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address506 Rxr Plaza, Uniondale, NY 11556
Phone516-794-5520
Fax516-794-6207
Office hours8:30 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$95.9M
Non-discretionary$176K
Total (RAUM)$96.1M