| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Anthony Hennessy Control | Director & Shareholder | Under 5% | 1989 |
| Brian Cameron Carlson | Chief Compliance Officer, Senior Vice President & Shareholder | Under 5% | 2018 |
| Daniel Bruce Steadman Control | Executive Vice President & Shareholder | Under 5% | 2022 |
Hennessy Advisors, Inc. reports $4.3 billion in regulatory assets under management on its Form ADV.
Hennessy Advisors, Inc. reports 19 employees.
Hennessy Advisors, Inc. is based in Novato, CA and has been SEC-registered since 1990.
Hennessy Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 7250 Redwood Boulevard, Suite 200, Novato, CA 94945 |
| Phone | 415-899-1555 |
| Fax | 415-899-1559 |
| Office hours | 8:00a.m. To 2:00p.m. Pacific Friday |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1145255 |
| Discloses disciplinary history | No |
| Discretionary | $4.25B |
| Non-discretionary | $0 |
| Total (RAUM) | $4.25B |